|
1.
|
Names of Reporting Persons.
|
|
I.R.S. Identification Nos. of above persons (entities only).
Kien Huat Realty III Limited
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
X
|
|
3.
|
SEC Use Only
|
|
4.
|
Source of Funds (See Instructions)
|
AF
|
|
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____
|
|
6.
|
Citizenship or Place of Organization
|
Isle of Man
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
|
7. | Sole Voting Power |
0
|
8. | Shared Voting Power |
21,905,096
|
|
9. | Sole Dispositive Power |
0
|
|
10. | Shared Dispositive Power |
21,905,096
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
21,905,096
|
|
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
X
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
|
64.8%
|
|
14.
|
Type of Reporting Person (See Instructions)
|
CO
|
|
1.
|
Names of Reporting Persons.
|
|
I.R.S. Identification Nos. of above persons (entities only).
Lim Kok Thay
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
|
X
|
|
3.
|
SEC Use Only
|
|
4.
|
Source of Funds (See Instructions)
|
AF
|
|
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____
|
|
6.
|
Citizenship or Place of Organization
|
Malaysia
|
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
|
7. | Sole Voting Power |
0
|
8. | Shared Voting Power |
21,905,096
|
|
9. | Sole Dispositive Power |
0
|
|
10. | Shared Dispositive Power |
21,905,096
|
|
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
21,905,096
|
|
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
|
X
|
|
13.
|
Percent of Class Represented by Amount in Row (11)
|
64.8%
|
|
14.
|
Type of Reporting Person (See Instructions)
|
IN
|
Kien Huat Realty III Limited
|
|
By:
|
/s/ Gerard Lim |
Name: Gerard Lim | |
Title: Director | |
|
|
|
/s/ Lim Kok Thay by Gerard Lim
|
|
Lim Kok Thay
|
Exhibit
Number
|
Description | |||
Exhibit 1
|
Joint Filing Agreement, dated as of August 27, 2009, by and between Lim Kok Thay and Kien Huat Realty III Limited.
|
|||
Exhibit 2
|
Investment Agreement, dated as of August 19, 2009, by and between Empire Resorts, Inc. and Kien Huat Realty III Limited (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Issuer on August 19, 2009).
|
|||
Exhibit 3
|
Stockholder Voting Agreement, dated as of August 19, 2009, by and among Empire Resorts, Inc., Kien Huat Realty III Limited and the stockholders signatory thereto (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed by the Issuer on August 19, 2009).
|
|||
Exhibit 4
|
Registration Rights Agreement, dated as of August 19, 2009, by and between Empire Resorts, Inc. and Kien Huat Realty III Limited (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed by the Issuer on August 19, 2009).
|
|||
Exhibit 5
|
Custody Agreement, dated as of August 19, 2009, by and between Kien Huat Realty III Limited and JPMorgan Chase Bank, National Association, as Custodian.
|
|||
Exhibit 6
|
Standby Purchase Agreement dated as of April 12, 2013, by and between Empire Resorts, Inc. and Kien Huat Realty III Ltd.
|